The time is nigh. The New York State Department of Financial Services Regulation 187 is upon us. I have seen a great deal of concern and criticism of it. This is my review having torn it apart over the course of a week and a...
Read MoreThe SEC has approved new rules and guidelines surrounding the relationship between customers and brokers/advisors. The rules are set to go in to full effect on June 30, 2020. For your convenience, the link to the SEC press...
Read MoreOn Thursday, June 21, 2018, the Fifth Circuit Court of Appeals vacated the Department of Labor (DOL) Fiduciary Rule. As a result, Ameritas Life Crop. no longer requires a signed Agent Acknowledgement form, and you are no longer...
Read MoreLetter information all insurance producers that Act 299 gives the Commissioner of Insurance the authority to allow an insurance producer to employ in his business or to associate with his business an individual previously...
Read MoreBased on our understanding, the ruling to vacate the Fiduciary Rule will go into effect on May 5th. The Department of Labor has 90 days from March 15th to appeal the 5th Circuit’s decision to the Supreme Court. Until the...
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